Execution & Best-Price Commitment

Purpose

When you trade environmental certificates — REGOs, RGGOs, GOs, I-RECs, carbon units or anything similar — execution quality matters as much as price.

This policy explains exactly how we:

  • source pricing
  • verify market levels
  • execute trades
  • avoid conflicts
  • prove we act in your best interest
  • ensure transparent, fair outcomes every time

No hidden spreads.
No selective quotes.
No “price games.”


1. Our execution principles

Every trade we perform follows five principles:

A. Fairness

All counterparties receive equal access to:

  • pricing
  • product information
  • availability
  • settlement timelines

No one receives preferential treatment that distorts the market.

B. Transparency

We tell you:

  • what the price is
  • what it includes
  • what we earn
  • how it was sourced

If anything affects price or execution, we disclose it.

C. Consistency

Trades are executed using:

  • standardised processes
  • standard confirmations
  • verified data
  • documented approvals

Consistency reduces errors and prevents manipulation.

D. Accuracy

We verify:

  • serials
  • volumes
  • certificate type
  • production period
  • registry deliverability
  • counterparty readiness

No trade is booked without full verification.

E. Integrity

We execute trades solely based on:

  • your instructions
  • your best interests
  • market conditions

Not internal agendas, not “house positions,” not private order flow.


2. Best-price commitment

We commit to offering:

  • the best price available to us
  • sourced from a competitive, active market
  • consistent with live liquidity
  • verified before execution

We do not:

  • inflate spreads
  • add silent mark-ups
  • favour our own positions
  • hold back better prices for strategic reasons
  • quote against stale or outdated markets

If the market moves, we update you.
If liquidity changes, we tell you.
If someone else is offering a better price for the same product, we will not pretend otherwise.


3. How we source prices

We gather pricing from:

  • active counterparties
  • direct registry-connected suppliers
  • buyer interest
  • bilateral markets
  • verified brokers
  • historical transaction data
  • observable trades

We prioritise current, real liquidity over theoretical price models.

Prices must be:

  • recent
  • relevant
  • based on actual bids/offers
  • backed by deliverable volume

If we can’t verify the price as real, we don’t use it.


4. Execution process

1. We confirm your request

Volume, certificate type, period, max/min price, and delivery requirements.

2. We source real liquidity

Across our network, without favouring any party.

3. We present you with the best available price

Clean, all-in, transparent.

4. You agree or decline

No pressure, no games.

5. We execute immediately

Lock the price → book the trade → confirm via registry → issue trade confirmation.

6. We record everything

A complete audit trail is kept, including:

  • timestamps
  • quotes received
  • quotes offered
  • confirmation logs
  • registry transfers

No part of the process is undocumented.


5. No front-running. No misuse of information.

We never:

  • trade ahead of client orders
  • use your instructions to position against you
  • share your order intentions with others
  • tilt execution to benefit a third party
  • enter proprietary trades using knowledge of your interest

If we know you want a particular volume or period, that information remains confidential.


6. Margin transparency

We disclose:

  • how we earn (fee, spread, or commission)
  • how it is calculated
  • whether it is fixed or variable
  • any additional costs (registry, transfer, settlement)

There are no hidden charges.
No retroactive additions.
No surprises at settlement.


7. Error handling

Execution errors occasionally happen in any market.
When they do, we follow a strict process:

  1. Identify the error immediately
  2. Inform all relevant parties
  3. Correct the error transparently
  4. Adjust documentation accordingly
  5. Implement internal checks to prevent repeat issues

We never conceal or minimise errors.


8. Conflicts of interest

Our conflict controls include:

  • separating internal roles (trading vs compliance)
  • pre-trade and post-trade checks
  • independent oversight
  • restrictions on proprietary trading
  • mandatory conflict disclosures

If we believe a conflict exists, we tell you before the trade — not after.


9. Documentation

We use clear, standardised documentation for every trade:

  • trade ticket
  • confirmation
  • invoice
  • delivery record
  • settlement proof
  • registry evidence

If anything looks unclear, we rewrite it immediately.


10. Ongoing review

We regularly review:

  • pricing sources
  • execution speed
  • settlement accuracy
  • counterparty feedback
  • audit logs
  • market conditions

Weaknesses are corrected, not excused.


Why this matters

Execution is where trust is won or lost.

Our process ensures:

  • clean trades
  • fair pricing
  • transparent margins
  • no hidden agendas
  • strong audit trails
  • equal treatment
  • predictable outcomes

Exactly what you want from a certificate-trading counterparty.

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